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лекции по теор фонетике.doc
Реклама MarketGid:Lecture 3 Classification of English speech sounds
Articulatory classification of English consonants
Articulatory classification of English vowels
1. Articulatory classification of English consonants
There are two major classes of sounds traditionally distinguished in any language - consonants and vowels. The opposition "vowels vs. consonants" is a linguistic universal. The distinction is based mainly on auditory effect. Consonants are known to have voice and noise combined, while vowels are sounds consisting of voice only. From the articulatory point of view the difference is due to the work of speech organs. In case of vowels no obstruction is made, so on the perception level their integral characteristic is tone, not noise. In case of consonants various obstructions are made. So consonants are characterized by a complete, partial or intermittent blockage of the air passage. The closure is formed in such a way that the air stream is blocked or hindered or otherwise gives rise to audible friction. As a result consonants are sounds which have noise as their indispensable characteristic.
Russian phoneticians classify consonants according to the following principles: i) degree of noise; ii) place of articulation; iii) manner of articulation; iv) position of the soft palate; v) force of articulation.
(I) There are few ways of seeing situation concerning the classification of English consonants. According to V.A. Vassilyev primary importance should be given to the type of obstruction and the manner of production noise. On this ground he distinguishes two large classes:
occlusive, in the production of which a complete obstruction is formed;
constrictive, in the production of which an incomplete obstruction is
formed. Each of two classless is subdivided into noise consonants and sonorants.
Another point of view is shared by a group of Russian phoneticians. They suggest that the first and basic principle of classification should be the degree of noise. Such consideration leads to dividing English consonants into two general kinds: a) noise consonants; b) sonorants.
The term "degree of noise" belongs to auditory level of analysis. But there is an intrinsic connection between articulatory and auditory aspects of describing speech sounds. In this case the term of auditory aspect defines the characteristic more adequately.
Sonorants are sounds that differ greatly from other consonants. This is due to the fact that in their production the air passage between the two organs of speech is fairly wide, that is much wider than in the production of noise consonants. As a result, the auditory effect is tone, not noise. This peculiarity of articulation makes sonorants sound more like vowels than consonants. Acoustically sonorants are opposed to all other consonants because they are characterized by sharply defined formant structure and the total energy of most of them is very high.
There are no sonorants in the classifications suggested by British and American scholars. Daniel Jones and Henry A. Gleason, for example, give separate groups of nasals [m, n, η], the lateral  and semi-vowels, or glides [w, r, j (y)]. Bernard Bloch and George Trager besides nasals and lateral give trilled [r]. According to Russian phoneticians sonorants are considered to be consonants from articulatory, acoustic and phonological point of view.
(II) The place of articulation. This principle of consonant classification is rather universal. The only difference is that V.A. Vassilyev, G.P. Torsuev, O.I. Dikushina, A.C. Gimson give more detailed and precise enumerations of active organs of speech than H.A. Gleason, B. Bloch, G. Trager and others. There is, however, controversy about terming the active organs of speech. Thus, Russian phoneticians divide the tongue into the following parts: (1) front with the tip, (2) middle, and (3) back. Following L.V. Shcherba's terminology the front part of the tongue is subdivided into: (a) apical, (b) dorsal, (c) cacuminal and (d) retroflexed according to the position of the tip and the blade of the tongue in relation to the teeth ridge. А.С. Gimson's terms differ from those used by Russian phoneticians: apical is equivalent to forelingual; frontal is equivalent to mediolingual; dorsum is the whole upper area of the tongue. H.A. Gleason's terms in respect to the bulk of the tongue are: apex - the part of the tongue that lies at rest opposite the alveoli; front - the part of the tongue that lies at rest opposite the fore part of the palate; back, or dorsum - the part of the tongue that lies at rest opposite the velum or the back part of the palate.
(III) A.L. Trakhterov, G.P. Torsyev, V.A. Vassilyev and other Russian
scholars consider the principle of classification according to the manner of
articulation to be one of the most important and classify consonants very
accurately, logically and thoroughly. They suggest a classification from the point
of view of the closure. It may be: (1) complete closure, then occlusive (stop or
plosive) consonants are produced; (2) incomplete closure, then constrictive
consonants are produced; (3) the combination of the two closures, then occlusive-
constrictive consonants, or affricates, are produced; (4) intermittent closure, then
rolled, or trilled consonants are produced.
A.C. Gimson, H.A. Gleason, D. Jones and other foreign phoneticians include in the manner of noise production groups of lateral, nasals, and semivowels - subgroups of consonants which do not belong to a single class.
Russian phoneticians subdivide consonants into unicentral (pronounced with one focus) and bicentral (pronounced with two foci), according to the number of noise producing centers, or foci.
According to the shape of narrowing constrictive consonants and affricates
are subdivided into sounds with flat narrowing and round narrowing.
(IV) According to the position of the soft palate all consonants are
subdivided into oral and nasal. When the soft palate is raised oral consonants are
produced; when the soft palate is lowered nasal consonants are produced.
(V) According to the force of articulation consonants may be fortis and lenis. This characteristic is connected with the work of the vocal cords: voiceless consonants are strong and voiced are weak.
The first linguist who tried to describe and classify vowels for all languages was D. Jones. He devised the system of 8 Cardinal Vowels. The basis of the system is physiological. Cardinal vowel No. 1 corresponds to the position of the front part of the tongue raised as closed as possible to the palate. The gradual lowering of the tongue to the back lowest position gives another point for cardinal vowel No.5. The lowest front position of the tongue gives the point for cardinal vowel No.4. The upper back limit for the tongue position gives the point for cardinal No.8. These positions for Cardinal vowels were copied from X-ray photographs. The tongue positions between these points were X-rayed and the equidistant points for No.2, 3, 6, 7 were found. The IPA symbols (International Phonetic Alphabet) for the 8 Cardinal Vowels are: 1 -i, 2 - e, 3 - ε, 4 - a, 5 - a:, 6 - , 7 - o, 8 - u.
The system of Cardinal Vowels is an international standard. In spite of the theoretical significance of the Cardinal Vowel system its practical application is limited. In language teaching this system can be learned only by oral instructions from a teacher who knows how to pronounce the Cardinal Vowels.
Russian phoneticians suggest a classification of vowels according to the following principles: 1) stability of articulation; 2) tongue position; 3) lip position; 4) character of the vowel end; 5) length; 6) tenseness.
1. Stability of articulation. This principle is not singled out by British and
American phoneticians. Thus, P. Roach writes: "British English (BBC accent) is
generally described as having short vowels, long vowels and diphthongs". According to Russian scholars vowels are subdivided into: a) monophthongs (the tongue position is stable); b) diphthongs (it changes, that is the tongue moves from one position to another); c) diphthongoids (an intermediate case, when the change in the position is fairly weak).
Diphthongs are defined differently by different authors. A.C. Gimson, for example, distinguishes 20 vocalic phonemes which are made of vowels and vowel
glides. D. Jones defines diphthongs as unisyllabic gliding sounds in the articulation of which the organs of speech start from one position and then elide to another
position. There are two vowels in English [i:, u:] that may have a diphthongal glide where they have full length (be, do), and the tendency for diphthongization is becoming gradually stronger.
2. The position of the tongue. According to the horizontal movement
Russian phoneticians distinguish five classes: 1) front; 2) front-retracted; 3)
central; 4) back; 5) back-advanced.
British phoneticians do not single out the classes of front-retracted and back-advanced vowels. So both [i:] and [i] are classed as front, and both [u:] and [Y] are classed as back.
The way British and Russian phoneticians approach the vertical movement of the tongue is also slightly different. British scholars distinguish three classes of vowels: high (or close), mid (or half-open) and low (or open) vowels. Russian phoneticians made the classification more detailed distinguishing two subclasses in each class, i.e. broad and narrow variations of the three vertical positions. Consequently, six groups of vowels are distinguished.
English vowels and diphthongs may be placed on the Cardinal Vowel quadrilateral as shown in Figs. 2, 3, 4.
3. Another feature of English vowels is lip position. Traditionally three lip
positions are distinguished, that is spread, neutral, rounded. Lip rounding takes
place rather due to physiological reasons than to any other. Any back vowel in
English is produced with rounded lips, the degree of rounding is different and
depends on the height of the raised part of the tongue; the higher it is raised the
more rounded the lips are.
Character of the vowel end. This quality depends on the kind of the
articulatory transition from a vowel to a consonant. This transition (VC) is very
closed in English unlike Russian. As a result all English short vowels are checked
when stressed. The degree of checkness may vary and depends on the following
consonants (+ voiceless - voiced - sonorant -).
We should point out that vowel length or quantity has for a long time
been the point of disagreement among phoneticians. It is a common knowledge
that a vowel like any sound has physical duration. When sounds are used in
connected speech they cannot help being influenced by one another. Duration of a
vowel depends on the following factors: 1) its own length; 2) the accent of the
syllable in which it occurs; 3) phonetic context; 4) the position in a rhythmic structure; 5) the position in a tone group; 6) the position in an utterance; 7) the tempo of the whole utterance; 8) the type of pronunciation. The problem the analysts are concerned with is whether variations in quantity are meaningful (relevant). Such contrasts are investigated in phonology.
There is one more articulatory characteristic that needs our attention, namely tenseness. It characterizes the state of the organs of speech at the moment of vowel production. Special instrumental analysis shows that historically long vowels are tense while historically short are lax.
Phoneme as a unit of language
2. Types of allophones and main features of the phoneme
3. Methods of the phonemic analysis
4. Main phonological schools
1. Definition of the phoneme and its functions.
To know how sounds are produced is not enough to describe and classify them as language units. When we talk about the sounds of language, the term "sound" can be interpreted in two different ways. First, we can say that [t] and [d], for example, are two different sounds in English: e.g. ten-den, seat-seed. But on the other hand, we know that [t] in let us and [t] in let them are not the same. In both examples the sounds differ in one articulatory feature only. In the second case the difference between the sounds has functionally no significance. It is clear that the sense of "sound" in these two cases is different. To avoid this ambiguity, linguists use two separate terms: phoneme and allophone.
The phoneme is a minimal abstract linguistic unit realized in speech in the form of speech sounds opposable to other phonemes of the same language to distinguish the meaning of morphemes and words.
Let us consider the phoneme from the point of view of its aspects.
Firstly, the phoneme is a functional unit. In phonetics function is usually understood as a role of the various units of the phonetic system in distinguishing one morpheme from another, one word from another or one utterance from another. The opposition of phonemes in the same phonetic environment differentiates the meaning of morphemes and words: e.g. bath-path, light-like. Sometimes the opposition of phonemes serves to distinguish the meaning of the whole phrases: He was heard badly - He was hurt badly. Thus we may say that the phoneme can fulfill the distinctive function.
Secondly, the phoneme is material, real and objective. That means it is realized in speech in the form of speech sounds, its allophones. The phonemes constitute the material form of morphemes, so this function may be called constitutive function.
Thirdly, the phoneme performs the recognitive function, because the use of the right allophones and other phonetic units facilitates normal recognition. We may add that the phoneme is a material and objective unit as well as an abstract and generalized one at the same time.
Let us consider the English phoneme [d]. It is occlusive, forelingual, apical, alveolar, lenis consonant. This is how it sounds in isolation or in such words as door, darn, down, etc, when it retains its typical articulatory characteristics. In this case the consonant [d] is called principal allophone. The allophones which do not undergo any distinguishable changes in speech are called principal.
Allophones that occur under influence of the neighboring sounds in different phonetic situations are called subsidiary, e.g.:
a. deal, did - it is slightly palatalized before front vowels
b. bad pain, bedtime - it is pronounced without any plosion
с. sudden, admit - it is pronounced with nasal plosion before [n], [m]
d. dry - it becomes post-alveolar followed by [r].
If we consider the production of the allophones of the phoneme above we will find out that they possess three articulatory features in common - all of them are forelingual lenis stops. Consequently, though allophones of the same phoneme possess similar articulatory features they may frequently show considerable phonetic differences.
Native speakers do not observe the difference between the allophones of the same phoneme. At the same time they realize that allophones of each phoneme possess a bundle of distinctive features that makes this phoneme functionally different from all other phonemes of the language. This functionally relevant bundle is called the invariant of the phoneme. All the allophones of the phoneme [d] instance, are occlusive, forelingual, lenis. If occlusive articulation is changed for constrictive one [d] will be replaced by [z]: e. g. breed - breeze, deal — zeal, the articulatory features which form the invariant of the phoneme are called distinctive or relevant.
To extract relevant features of the phoneme we have to oppose it to some other phoneme in the phonetic context.
If the opposed sounds differ in one articulatory feature and this difference brings about changes in the meaning this feature is called relevant: for example, port — court, [p] and [k] are consonants, occlusive, fortis; the only difference being that [p] is labial and [t] is lingual.
The articulatory features which do not serve to distinguish meaning are called non-distinctive, irrelevant or redundant. For example, it is impossible to oppose an aspirated [ph] to a non-aspirated one in the same phonetic context to distinguish meaning.
We know that anyone who studies a foreign language makes mistakes in the articulation of sounds. L.V. Shcherba classifies the pronunciation errors as phonological and phonetic. If an allophone is replaced by an allophone of a different phoneme the mistake is called phonological. If an allophone of the phoneme is replaced by another allophone of the same phoneme the mistake is called phonetic.
The aim of the phonological analysis is, firstly, to determine which differences of sounds are phonemic and which are non-phonemic and, secondly, to find the inventory of phonemes of the language.
As it was mentioned above, phonology has its own methods of investigation. Semantic method is applied for phonological analysis of both unknown languages and languages already described. The method is based on a phonemic rule that phonemes can distinguish words and morphemes when opposed to one another. It consists in systematic substitution of one sound for another in order to find out in which cases where the phonetic context remains the same such replacing leads to a change of meaning. This procedure is called the commutation test. It consists in finding minimal pairs of words and their grammatical forms. For example:
Minimal pairs are useful for establishing the phonemes of the language. Thus, a phoneme can only perform its distinctive function if it is opposed to another phoneme in the same position. Such an opposition is called phonological. Let us consider the classification of phonological oppositions worked out by N.S. Trubetzkoy. It is based on the number of distinctive articulatory features underlying the opposition.
1. If the opposition is based on a single difference in the articulation of two speech sounds, it is a single phonological opposition, e.g. [p]-[t], as in [pen]-[ten]; bilabial vs. forelingual, all the other features are the same.
2. If the sounds in distinctive opposition have two differences in their articulation, the opposition is double one, or a sum of two single oppositions, e.g. [p]-[d], as in [pen]-[den], 1) bilabial vs. forelingual 2) voiceless-fortis vs. voiced-lenis
3. If there are three articulatory differences, the opposition is triple one, or a sum of three single oppositions, e.g. [p]- [ð], as in [pei]-[ ðei]: 1) bilabial vs. forelingual, 2) occlusive vs. constrictive, 3) voiceless-fortis vs. voiced-lenis.
American descriptivists, whose most zealous representative is, perhaps, Zellig Harris, declare the distributional method to be the only scientific one. At the same time they declare the semantic method unscientific because they consider recourse to meaning external to linguistics. Descriptivists consider the phonemic analysis in terms of distribution. They consider it possible to discover the phonemes of a language by the rigid application of a distributional method. It means to group all the sounds pronounced by native speakers into phoneme according to the laws of phonemic and allophonic distribution:
1. Allophones of different phonemes occur in the same phonetic context. In this case their distribution is contrastive.
2. Allophones of the same phoneme(s) never occur in the same phonetic context. In this case their distribution is complementary.
There is, however, a third possibility, namely, that the sounds both occur in a language but the speakers are inconsistent in the way they use them, for example, калоши-галоши, and [‘ei∫э - ‘егжэ]. In such cases we must take them as free variants of a single phoneme. We could explain the case on the basis of sociolinguistics. Thus, there are three types of distribution: contrastive, complementary and free variation.
Let us consider the phrase [на лугу кос нет] and words [вАлы ], [сАма]. Logically, there can only be three answers to the question: which phonemes are represented by the consonant sound [c] in [кос] and by the vowel sound [А] in [вАлы]:
M (1) If [кос] and [вАлы] are grammatical forms of the words коза and вол respectively, then the consonant [c] represents phoneme /з/, while the vowel [А] is an allophone of the phoneme /o/. If [кос] and [вАлы] are grammatical forms of the words коса and вал respectively, then the consonant [c] belongs to the phoneme /с/, while the vowel [А] should be assigned to the phoneme /а/.
СП (2) The consonant [c] in [кос] belongs to the phoneme Id no matter whether it is a form of коза or that of коса, while the vowel [А] in [вАлы] represents the phoneme /a/ no matter whether it is a form of вол or that of вал.
П (3) The consonant [c] represents neither phoneme /з/, nor phoneme Id, while the vowel [А] in [вАлы] does not belong either to the phoneme /a/ or to the phoneme /о/.
Since there are three possible answers to the above questions, there are three schools of thought on the problem of identifying phonemes.
Those linguists who give the first answer belong to the so-called morphological (Moscow phonological) school (R.I. Avanesov, V.N. Sidorov, P.S. Kuznetsov, A.A. Reformatsky, and N.F. Yakovlev). The exponents of this school maintain that two different phonemes in different allomorphs of the same morpheme may be represented on the synchronic level by one and the same sound, which is their common variant and, consequently, one and the same sound may belong to one phoneme in one word and to another phoneme in another word.
In order to decide to which phoneme the sounds in a phonologically weak (neutral) position belong, it is necessary to find another allomorph of the same morpheme in which the phoneme occurs in the strong position, i.e. one in which it retains all its distinctive features. The strong position of a Russian consonant phoneme is that before a vowel sound of the same word, whereas the strong position of a vowel phoneme is that under stress. The consonant [c] in кос belongs to the phoneme Id because in the strong position in such allomorphs of the same morpheme as in коса, косы the phoneme is definitely /с/. In коз the same sound [c] is a variant of the phoneme /з/ because in the strong position, as in коза, козы, the phoneme is definitely /з/. The vowel [А] in валы is an allophone of the phoneme /a/ because the phoneme occurs in the strong position in вал while the same vowel [А] in волы is a variant of the phoneme /o/ because this phoneme is found in the strong position in вол.
According to this school of thought, the neutral vowel sound in original should be assigned to the English phoneme /σ/ because this phoneme occurs in the strong position in such word as origin.
The second school of thought, originated by L.V. Shcherba, advocates the autonomy of the phoneme and its independence from the morpheme. Different allomorphs of a morpheme may differ from each other on the synchronic level not only in their allophonic, but also in their phonemic composition. According to the Leningrad (Petersburg) phonological school (L.V. Shcherba, L.R. Zinder, M.I. Matusevich), speech sounds in a phonologically neutral position belong to that phoneme with whose principal variant they completely or nearly coincide. Thus, the sound [c] in [кос] should be assigned to the phoneme /с/ because it fully coincides with the latter's principal variant, which is free from the influence of neighboring speech sounds. The vowel [А] in [вАлы] should be assigned to the phoneme /a/ because it nearly coincides with the latter's principal variant [a]. The vowel [ъ] in [въдАвос] does not even resemble either [o] or [a] or [А] but it is still assigned to the /a/ phoneme because both /o/ and /a/ are reduced to [ъ].
According to the third school of thought, there exist types of phonemes higher than the unit phoneme. Different linguists call them differently. One of the terms for them introduced by Prague Linguistic Circle, namely by N.S. Trubetzkoy and R. Jacobson, is archiphoneme. According to them, the archiphoneme is a combination of distinctive features common to two phonemes. Thus each of the speech sounds [c], [з] represents the phonemes /c/, /з/. These two phonemes differ from each other only in matter of voice, while both of them possess the other two distinctive features: (1) forelingual (2) fricative articulation. These two features together constitute the archiphoneme to which both [c] and [з] belong. This archiphoneme is, therefore, neither voiceless nor voiced. It designated by Russian capital letter C. The sound [c] in [кос] in both На лугу кос нет and На лугу коз нет belongs to this archiphoneme and not to the phoneme /c/ or /з/.
The phoneme /а/ and /о/ belong to archiphoneme which is realized in the sound [A], as in [вАлы] meaning both валы and волы.
The system of the English phonemes
2. The system of vowel phonemes. Problems of diphthongs and vowel length
1. The system of consonant phonemes. Problem of affricates
The phonological analysis of English consonant sounds helps to distinguish 24 phonemes: [p, b, t, d, k, g, f, v, θ, ð, s, z, ∫, ж(не нашла ничего лучше ), h, t∫, dж, m, n, ŋ, w, r, 1, j]. Principles of classification suggested by Russian phoneticians provide the basis for establishing of the following distinctive oppositions in the system of English consonants:
Degree of noise
bake - make, veal - wheel
Place of articulation
labial vs. lingual
pain — cane
lingual vs. glottal
foam — home, care — hair, Tim - him
Manner of articulation
3.1 occlusive vs. constrictive pine -fine, bat - that, bee - thee
constrictive vs. affricates fare — chair, fail -jail
constrictive unicentral vs. constrictive bicentral
same – shame
4. Work of the vocal cords and the force of articulation
4.1 voiceless fortis vs. voiced lenis
pen — Ben, ten - den, coat - goal
5. Position of the soft palate
5.1 oral vs. nasal
pit — pin, seek — seen
There are some problems of phonological character in the English consonantal system; it is the problem of affricates - their phonological status and their number. The question is: what kind of facts a phonological theory has to explain.
1) Are the English [t∫, dж] sounds monophonemic entities or biphonemic combinations (sequences, clusters)?
2) If they are monophonemic, how many phonemes of the same kind exist in English, or, in other words, can such clusters as [tr, dr] and [tθ, dð] be considered affricates?
To define it is not an easy matter. One thing is clear: these sounds are complexes because articulatory we can distinguish two elements. Considering phonemic duality of affricates, it is necessary to analyze the relation of affricates to other consonant phonemes to be able to define their status in the system.
The problem of affricates is a point of considerable controversy among phoneticians. According to Russian specialists in English phonetics, there are two affricates in English: [t∫, dж]. D. Jones points out there are six of them: [t∫, dж], [ts, dz], and [tr, dr]. A.C. Gimson increases their number adding two more affricates: [tθ, tð]. Russian phoneticians look at English affricates through the eyes of a phoneme theory, according to which a phoneme has three aspects: articulatory, acoustic and functional, the latter being the most significant one. As to British phoneticians, their primary concern is the articulatory-acoustic unity of these complexes.
Before looking at these complexes from a functional point of view it is necessary to define their articulatory indivisibility.
According to N.S. Trubetzkoy's point of view a sound complex may be considered monophonemic if: a) its elements belong to the same syllable; b) it is produced by one articulatory effort; c) its duration should not exceed normal duration of elements. Let us apply these criteria to the sound complexes.
1. Syllabic indivisibility
butcher [but∫ -ə] lightship [lait-∫ip]
mattress [mætr-is] footrest [fut-rest]
curtsey [kз:-tsi] out-set [aut-set]
eighth [eitθ] whitethorn [wait-θo:n]
In the words in the left column the sounds [t∫], [tr], [ts], [tθ] belong to one syllable and cannot be divided into two elements by a syllable dividing line.
2. Articulatory indivisibility. Special instrumental analysis shows that all the sound complexes are homogeneous and produced by one articulatory effort.
3. Duration. With G.P. Torsuyev we could state that length of sounds depends on the position in the phonetic context, therefore it cannot serve a reliable basis in phonological analysis. He writes that the length of English [t∫] in the words chair and match is different; [t∫] in match is considerably longer than |t| in mat and may be even longer than [∫] in mash. This does not prove, however, that [t∫] is biphonemic.
According to morphological criterion a sound complex is considered to be monophonemic if a morpheme boundary cannot pass within it because it is generally assumed that a phoneme is morphologically indivisible. If we consider [t∫], [dж] from this point of view we could be secure to grant them a monophonemic status, since they are indispensable. As to [ts], [dz] and [tθ], [dð] complexes their last elements are separate morphemes [s], [z], [θ], [ð] so these elements are easily singled out by the native speaker in any kind of phonetic context. These complexes do not correspond to the phonological models of the English language and cannot exist in the system of phonemes. The case with [tr], [dr] complexes is still more difficult.
By way of conclusion we could say that the two approaches have been adopted towards this phenomenon are as follows: the finding that there are eight affricates in English [t∫], [dж], [tr], [dr], [ts], [dz], [tð], [dθ] is consistent with articulatory and acoustic point of view, because in this respect the entities are indivisible. This is the way the British phoneticians see the situation. On the other hand, Russian phoneticians are consistent in looking at the phenomenon from the morphological and the phonological point of view which allows them to define [t∫], [dж] as monophonemic units and [tr], [dr], [ts], [dz], [tð], [dθ] as biphonemic complexes. However, this point of view reveals the possibility of ignoring the articulatory and acoustic indivisibility.
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